Skip to main content

Audit 104: Audit Documentation - Workpapers to Pass Review

Tuesday, January 7
 1:30pm - 3:30pm

(Check-In )

Add to Calendar

Online

2.00 Credits

Member Price $89.00

Non-Member Price $124.00

Overview

Audit Documentation - Creating Workpapers That Pass Review is an important foundational course. Proper documentation is essential to a high-quality audit and other assurance services, as auditors are required to prepare and maintain documentation to demonstrate that sufficient and appropriate audit evidence was obtained to support the auditor’s opinion. It is critical for workpapers to provide a clear understanding of the nature, timing and extent of procedures applied, the results of those procedures, source of evidence obtained, and conclusions reached. Both audit effectiveness and efficiency are directly impacted by the nature and extent of audit documentation. Note: This course is a part of a recommended 16-hour audit skills curriculum for beginning staff. This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.

Objectives

Upon completion of this course, you will be able to...

  • Identify the minimum documentation requirements of the audit standards
  • Identify tips and techniques for self-review
  • Recognize common workpaper deficiencies
  • Recall how to prepare workpapers in proper form

Highlights

The major topics covered in this course include:

  • Proper documentation as a means of audit quality
  • Factors impacting the nature and extent of documentation
  • Sample workpaper index and other organization tips
  • Use of audit programs as means of audit documentation
  • Checklist for self-review of workpapers and clearing review notes
  • Multiple exercises on identifying workpaper deficiencies

Designed For

Appropriate for beginning audit and assurance providers or anyone who needs a refresher in preparing high quality workpapers

Prerequisites

None

Preparation

None

Notice

You will receive an email from CPA Crossings via Webex with instructions to access the webinar.

Leader(s):

Leader Bios

Jennifer Louis, Surgent McCoy CPE, LLC

Jennifer F. Louis, CPA has over 19 years of experience in designing and presenting high-quality training programs in a wide variety of technical and “soft skills” topics needed for professional and organizational success. In 2003, she founded Emergent Solutions Group, LLC, a company dedicated to developing and delivering accounting and auditing training services. She was most recently executive vice president/director of training services at AuditWatch, Inc., a highly respected training and consulting firm serving the audit profession. During her six years at AuditWatch, Ms. Louis served in many other capacities, including vice president of product development, and a consultant for the firm’s Audit Productivity Improvement Program TM. She also coauthored a manual on value-added auditing. Before joining AuditWatch, Ms. Louis was the financial/operational audit manager at AARP. While at AARP, she served as one of their specially trained facilitators available as a resource throughout the organization for designing and leading strategic meetings and training sessions. Ms. Louis was also an audit manager for Deloitte and Touche, LLP. During her years in that firm’s Washington, D.C. office, she served as an instructor for the firm’s national “Train the Trainers” program. Ms. Louis graduated summa cum laude from Marymount University with a BBA in accounting.

Return to Top

Non-Member Price $124.00

Member Price $89.00